Compliance Associate Senior

Date: Jun 24, 2022

Location: Los Angeles, CA, US, 90071

Company: Capital Group

Req ID: 51722 

Location: Los Angeles

Other location(s): N/A 


“I can be myself at work.”


You define yourself by more than just a job title, and we want you to feel comfortable bringing your true self to work. We value your talents, your traditions and your take on the world  ̶  everything that makes you unique. We’re working hard to advance diversity, equity and inclusion in our organization and our communities because we know that what makes us different makes us better.


We want you to feel a strong sense of belonging. We value and welcome your experiences, ideas and identity. Over 40 employee resource groups unite our people and help to develop our collective empathy through unfiltered conversations about race, ethnicity, gender, gender identity, sexual orientation, faith, disabilities, mental health and so much more.


“I can influence my income.”


You want to feel recognized at work. Your performance will be reviewed annually, and your compensation will be designed to motivate and reward the value that you provide. You’ll receive a competitive salary, bonuses and benefits. Your company-funded retirement contribution will be the equivalent of 15% of your annual pay (including bonuses).


“I can lead a full life.”


You bring unique goals and interests to your job and your life. Whether you’re raising a family, you’re passionate about where you volunteer, or you want to explore different career paths, we’ll give you the resources that can set you up for success.

  • Enjoy generous time-away and health benefits from day one, with the opportunity for flexible work options
  • Receive 2-for-1 matching gifts for your charitable contributions and the opportunity to secure annual grants for the organizations you love
  • Access on-demand professional development resources that allow you to hone existing skills and learn new ones


“I can succeed as a Compliance Associate Senior at Capital Group.”


As Compliance Associate Senior, you will help to ensure we comply with regulations, requirements and policies for our clients and associates around the world.  You’ll partner with our in house lawyers and compliance managers to support our business partners with critical regulatory issues, interpretation of policies, and preparation of disclosures and filings. To thrive in this role, you’ll have a high degree of intellectual curiosity with financial regulations and the ability to learn on-the-fly and engage in critical thinking and analysis.


“I am the person Capital Group is looking for.”

  • You’ve always loved researching and cross-referencing different sources of information to uncover gaps and discrepancies. In order to connect dots, you vacillate between seeing the big picture and dissecting precise details.
  • You have a desire for a deeper understanding of compliance including preparing regulatory filings and disclosures, reviewing policies, and assisting with a variety of projects and initiatives to support our business
  • You are detail oriented and have conscious processes in your current position that guarantee accuracy.
  • You appreciate the sense of accomplishment achieved when you solve a problem using your good judgment & have a patience for working alone with a degree of ambiguity
  • You enjoy working independently, but know when to involve a team member or escalate to a manager
  • You skillfully improve your own processes and existing processes to assist in meeting the obligations of your role
  • You have demonstrated the ability to handle confidential and sensitive information with tact, diplomacy and discretion
  • You have excellent time management skills with the ability to pivot between multiple priorities


“I can apply in less than 4 minutes.”


You’ve reviewed this job posting and you’re ready to start the candidate journey with us. Apply now to move to the next step in our recruiting process. If this role isn’t what you’re looking for, check out our other opportunities and join our talent community.


“I can learn more about Capital Group.” 


At Capital Group, the success of the people who invest with us depends on the people in whom we invest. That’s why we offer a culture, compensation and opportunities that empower our associates to build successful and prosperous careers. Through nine decades, our goal has been to improve people’s lives through successful investing. We know that our history is a testament to the strength of the people we hire. More than 7,800 associates in 30+ offices around the world help our clients and each other grow and thrive every day. Find us on LinkedIn, Glassdoor, FairyGodBoss, DiversityJobs and Instagram.


We are an equal opportunity employer, which means we comply with all federal, state and local laws that prohibit discrimination when making all decisions about employment. As equal opportunity employers, our policies prohibit unlawful discrimination on the basis of race, religion, color, national origin, ancestry, sex (including gender and gender identity), pregnancy, childbirth and related medical conditions, age, physical or mental disability, medical condition, genetic information, marital status, sexual orientation, citizenship status, AIDS/HIV status, political activities or affiliations, military or veteran status, status as a victim of domestic violence, assault or stalking or any other characteristic protected by federal, state or local law. 


Nearest Major Market: Los Angeles

Job Segment: Social Media, Marketing, Research