Portfolio Implementation Compliance Analyst

Date: Jan 11, 2019

Location: Los Angeles, CA, US, 90071

Company: Capital Group

Req ID:  27522
Experience Level: Professional 
Other Location(s): N/A  
Relocation offered: No
Travel required: a. Up to 25%

Come grow with us

At Capital Group, how we work is defined by shared values that include absolute integrity, respect and collaboration. But it’s more than that. It’s smart and highly driven people united in purpose to serve our investors and one another.

Bring your energy and unique perspective to Capital and you’ll have the opportunity to grow with us professionally, personally, and financially. You’ll be part of a team that genuinely cares about helping you succeed. You’ll work alongside talented colleagues, many of whom build long careers while progressing through multiple roles, establishing lifelong friendships and making a difference in our communities. In return for your contributions, you’ll receive premier compensation and benefits, and a company-funded retirement plan that ranks among the most generous.

 

Global Investment Control directly supports Capital Group's investment professionals, implements investment decisions, and facilitates the investment process.  Operating from locations in North America, Europe, and Asia, core functions include order management, portfolio construction and compliance, trade support, corporate action communication and coordination, and proxy services, among others.  We support the management of equity and fixed income portfolios for retail, institutional, and private clients. 

 

Our Portfolio Implementation and Compliance team oversees client accounts and funds in Capital Group’s institutional focused mandate line of business, directly supporting our Investment Group in: establishing and implementing investment policies and procedures, suggesting and processing orders for cash flow and compliance, and overseeing client compliance issues and guidelines. We act as a liaison between the Investment Group and Trading. We also work closely with other departments including Marketing, Legal, Client Services, and various operations teams. 

 

In addition to this, we support enterprise wide initiatives and strategic objectives.  Our Vehicle Flexibility effort continues to grow in scope as Capital Group seeks to enhance our strategic capabilities inside and outside of the US.  As we introduce new funds and asset classes to the program, we have an evolving need to directly support the process. 

 

As an Analyst based in Los Angeles, CA, you will play a critical role on the Portfolio Implementation and Compliance team focusing on overseeing clients' accounts and funds, processing and managing investment orders, and overseeing client compliance issues and guidelines. This individual acts as a liaison between the Investment Group and Trading, and works closely with other departments including Marketing, Legal, Client Services, Accounting and other operations teams.

 

Responsibilities:

• Responsible for fund/client accounts to ensure they are properly constructed with respect to portfolio convictions and remain in compliance with established guidelines

• Support the Principal Investment Officer on the effective management of fund/mandates

• Serve as a resource for multiple departments on client/investment queries

• Participates in and / or leads projects and initiatives as requested by management

 

Qualifications:

• 3+ years of finance or investment operations experience

• Bachelor’s degree required; knowledge of investment management industry or working toward CFA certification is a plus 

• High level of accuracy and attention to detail with service orientation, integrity, ownership of work 

• Team player with strong interpersonal and communication skills

• Intellectual curiosity, analytical skills and sound judgment in resolving matters of complexity

• High degree of technical aptitude and seeks to learn new skills, as well as understand systems and interdependences. Demonstrates the ability to apply those skills to improve business processes.

• Intermediate to Advanced technical skills Ex: Microsoft Excel (v-lookup, pivot tables, macros, etc.). Tableau and Alteryx preferred.

• Awareness of strengths and areas for improvement and seeks opportunities for development

 

Company Overview:
Founded in 1931, Capital Group is one of the world’s largest and most trusted investment management companies and home to the American Funds. We manage more than US$1.7 trillion in assets, and our 7,500 associates make our clients their first priority every day. When we do our job right, millions of investors around the world fulfill their dreams and financial goals, from home ownership and higher education, to a comfortable retirement. Our long-term investment results and outstanding service set us apart from our competitors, while our workplace sets us apart from other employers. 

 

We are an equal opportunity employer, which means we comply with all federal, state and local laws that prohibit discrimination when making all decisions about employment. As equal opportunity employers, our policies prohibit unlawful discrimination on the basis of race, religion, color, national origin, ancestry, sex (including gender and gender identity), pregnancy, childbirth and related medical conditions, age, physical or mental disability, medical condition, genetic information, marital status, sexual orientation, citizenship status, AIDS/HIV status, political activities or affiliations, military or veteran status, status as a victim of domestic violence, assault or stalking or any other characteristic protected by federal, state or local law. 


Nearest Major Market: Los Angeles

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