Portfolio Implementation Compliance Anly

Date: Apr 7, 2021

Location: Singapore, SG

Company: Capital Group

Req ID: 40192 

Location: Singapore

Other location(s):  


“I can be myself at work.”


You define yourself by more than just a job title, and we want you to feel comfortable bringing your true self to work. We value your talents, your traditions and your take on the world  ̶  everything that makes you unique. We’re working hard to advance diversity, equity and inclusion in our organization and our communities because we know that what makes us different makes us better.


We want you to feel a strong sense of belonging. We value and welcome your experiences, ideas and identity. Over 40 employee resource groups unite our people and help to develop our collective empathy through unfiltered conversations about race, ethnicity, gender, gender identity, sexual orientation, faith, disabilities, mental health and so much more.


“I can influence my income.”


You want to feel recognized at work. Your performance will be reviewed annually, and your compensation will be designed to motivate and reward the value that you provide. You’ll receive a competitive salary, bonuses and benefits. Your company-funded retirement contribution will be the equivalent of 15% of your annual pay (including bonuses).


“I can lead a full life.”


You bring unique goals and interests to your job and your life. Whether you’re raising a family, you’re passionate about where you volunteer, or you want to explore different career paths, we’ll give you the resources that can set you up for success.

  • Enjoy generous time-away and health benefits from day one, with the opportunity for flexible work options
  • Receive 2-for-1 matching gifts for your charitable contributions and the opportunity to secure annual grants for the organizations you love
  • Access on-demand professional development resources that allow you to hone existing skills and learn new ones


COVID-19 HIRING: Our recruiting and onboarding activities are virtual during the pandemic and we’ve transitioned to a work-from-home environment until further notice. We are offering generous work-from-home benefits to improve our associate’s ability to work remotely.


Role Summary: Global Investment Control (GIC) directly supports Capital Group’s Investment Professionals, helps implement investment decisions and facilitate the investment process. Operating from locations in North America, Europe, and Asia, core functions include order management, portfolio implementation and compliance, trade support, corporate action communication and coordination, and proxy services, among others. These services support the management of equity and fixed income portfolios for retail, institutional and private clients.


As a Portfolio Implementation and Compliance (PIC) Analyst, you will support our investment professionals in the implementation of their portfolios, while adhering to the compliance guidelines within our vehicle flexibility and institutional mandates:

  • You’ll be responsible for client accounts to ensure they are properly constructed with respect to portfolio convictions and remain in compliance with established guidelines.
  • You will act as a liaison between our investment group, trading, marketing, legal, client services, and various operations teams.
  • You’ll also leverage new technologies and partner with our technology teams to help grow and scale the business.



  • Ownership – You take ownership of work, have high service orientation and integrity. You exercise good judgement and have a process for managing competing priorities. You are energetic and pro-active.
  • Technology – You’re well-versed in using Excel to store, present, process and analyze data. You’ve written versatile formulas to solve complex problems. Your detail orientation and accuracy are consistent and dependable. You have examples of times when you’ve used technology to make business processes more efficient. You are a progressive thinker with a passion for streamlining. You’re skilled at leveraging relationships to navigate changes.
  • Communication – You’ve had success synthesizing information and communicating it in a distilled manner to diverse audiences both internal and external. You have worked within the finance industry for a few years, and a background in pre-trade or post-trade compliance, using Charles River Development (CRD) will be advantageous.
  • Ambiguity – You have an analytical mind that wants to understand the hows and whys, and be open to trying things and learning from others. You work well in teams and projects, and able to handle stress and break down complexity.




“I can apply in less than 4 minutes.”


You’ve reviewed this job posting and you’re ready to start the candidate journey with us. Apply now to move to the next step in our recruiting process. If this role isn’t what you’re looking for, check out our other opportunities and join our talent community.


“I can learn more about Capital Group.” 


At Capital Group, the success of the people who invest with us depends on the people in whom we invest. That’s why we offer a culture, compensation and opportunities that empower our associates to build successful and prosperous careers. Through nine decades, our goal has been to improve people’s lives through successful investing. We know that our history is a testament to the strength of the people we hire. More than 7,800 associates in 30+ offices around the world help our clients and each other grow and thrive every day. Find us on LinkedIn, Glassdoor, FairyGodBoss, DiversityJobs and Instagram.


We are an equal opportunity employer, which means we comply with all federal, state and local laws that prohibit discrimination when making all decisions about employment. As equal opportunity employers, our policies prohibit unlawful discrimination on the basis of race, religion, color, national origin, ancestry, sex (including gender and gender identity), pregnancy, childbirth and related medical conditions, age, physical or mental disability, medical condition, genetic information, marital status, sexual orientation, citizenship status, AIDS/HIV status, political activities or affiliations, military or veteran status, status as a victim of domestic violence, assault or stalking or any other characteristic protected by federal, state or local law. 

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